Innovation drives change
As one of the key factors in change, we study how people spend their disposable income, time and energy. We view technological innovation as one of the main drivers in that development. Technological innovation typically evolves in three waves. In the third wave, as described in one of Toffler’s books, the innovation is applied by the consumer (we call this the application phase). In the period prior to that adoption, the new technologies are most often used in the business environment (the second wave). But, the innovation starts with the research and development that is being done in several labs around the world (first wave).
The question then becomes: what drives those researchers to innovate and develop certain new technologies? We believe that the government can play an important role in stimulating such research. Especially in times of crisis and shock, large research budgets are allocated (for example in defense contracts) to develop new techniques to combat the problems of our time. One of the classic examples is JFK’s promise to put a man on the moon before the sixties were over. And an example of driving such innovation today is DARPA (the American agency of the Department of Defense that stimulates research and technological development).
Science as a driver for innovation
During the session today at the Dutch NGC, I came to realize that science can drive such innovation as well. I don’t know why it didn’t occur to me before that ’science’ is not the same thing as ‘research’. But somehow the comments from everybody present during the ‘Embedded Science’ project today, made me think of ‘research’ as being the application of science.
For example: the mobile phone would not have been a possible innovation if it weren’t for a science like quantum mechanics to be explored. Whereas I have been a strong believer of ‘embedded science’ because I believe it is a correcting mechanism for scientific research to be of use, I now believe it should be freed of any influence whatsoever. Why?
The future is empowered by creativity
The future is already being developed in several labs around the world. Although you might not realize, everything you see and use today, has been around for quite some time. Looking at research labs now, might thus provide us with a look into the future. But if you want to look beyond that, you’d have to look developments in science. As I believe nobody can, or should be able to predict the future, it is very important to keep that science as ‘free’ as possible. Does that mean that not all science will be applied? Yes. Is that important? No, not at all, because it is a mechanism that makes sure the future is empowered by creativity.
I believe that the discussion of today focussed a little bit too much on the application of science to be of use to all of us today, right now. Why haven’t we been able to solve the problems of our time? That shouldn’t have to do anything with science, but instead with the application of that science in labs and businesses around the world and in the end indeed with how creative you and me are in using it in our daily lives. Be inspired!

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I totally agree with your point-of-view… but that would imply autonomous budgets for science… in the end it is the supplier of capital that is often in the lead, determining the science-agenda? Or isn’t that true? What is the role of government here, are they supportive to ‘free science’?
I think, after attending today’s discussion, one of the most crusial questions was: doing science versus doing business. Science or innovation can only be practiced with enough founding. It is very expensive and results can not be foreseen, it is a risky money consuming world. Who is willing to take the risks and to who are its results available and in what form?
Science can be done by open organizations like universities or by closed organizations like companies. In open organization results and underlying findings are shared, they are available for anybody, results can be verified and corrected by external parties or individuals, results are published in journals and are financed with mostly public money.
In a closed environments, like companies, its end results are communicated through the media or press conferences, underlying findings are closed and thus not shared outside the company, is mostly privately funded, and maybe most importantly: cannot be verified, corrected or extended. BUT its commercial exploitation is the risk and effort of the company. To some extend it seems like a bonus, a application of science. Like the cell phone example Jorgen mentioned. Its underlying quantum principles are publicly available, the application to the cell-phone is for businesses.
Both environments have its advantages and can co-exist to some extend. But what if a commercial finding is done that affects us all. What if a company invents a crucial cure for a disease, DNA manipulation of fish and rice, and spare body parts…. oh wait, that is already being done! The company now has the right to exploit its findings as it sees fit and is the only party who can use its commercially protected findings. The company now offers you a service contract to which you are stuck to for the rest of your life. It gives you a new heart or kidney along with a life-time service contract… Science in a closed environments… it brings great opportunities, but also great threats.
The third party, other than open and closed environments, is the government. And to who is it giving foundlings. A growing vision among governments seems to be the approach of seeing the country as an enterprise: The realization of short term goals in a business-like approach. What is commercially exploitable seems to deserve special attention. Luckily there are counter forces, but that what was previously an unthinkable option, is now being considered and increasingly approved. Today the government itself, with its competing parties proclaiming to have the best solution and approach, is in danger of becoming a bit of an short-term focussed enterprise itself.
I found today’s discussion mind bulbing and am still trying to unravel its dynamics. I am very curious for further input and discussion…
What if a company finds a crucial cure for a disease? If they do, they’ll put it on a market, to make money off it I guess. True, that knowledge might not be equally distributed around all, but I doubt whether a company will keep such an invention a secret.
From a governmental perspective I think there is enough knowledge that is being kept secret, that nobody knows about, and that might lead to some breakthrough’s if it were out in the open.
So, yes, the patents might be ’secret’ but ones invention might inspire another invention etc. Loads of times company pick an application and start backwards engineering them to see how it was created and then make it better.
At the same time, I’m not to sure whether science as the institute is leaving room for much creativity. Most often the criticism is based on certain rules. Research is either being executed good or bad, etc. But according to whose rules and maybe the truth is always somewhere in the middle. So what I’m advocating is more creativity without any boundaries, go where no man has gone before kind of science.
Which brings me to the issue of capital. I do think that is a ’serious’ issue. Because I believe it is true that capital is in the lead and therefor might set the science-agenda. And increasingly ‘capital’ or investors want ROI faster and faster. Which might make it impossible to do free science. Then again, the big American Universities make money on their patents, and they know how to balance it out with the research that doesn’t lead anywhere (yet). So there might be some possibilities there.
Likewise with government. Are they really that much focussed on business like perspectives? I know, that that was being said during the presentation yesterday. But Bush as relaunched the space program and wants to go to Mars. That can definitely be a driver like JKF’s goal setting.
So I’m not the convinced yet, that free science is impossible….
I don’t know if FREE is the issue here. It think that science can benefit from having a very strict set of conditions under which it needs to perform… maybe that even increases its quality… The promise to go to the moon wasn’t an invitation it was an order, a mission to bring a great country back on its feet. So freedom of science isn’t maybe the trigger. I’m more worried about the selection of studies, topics etc etc… I mean, many breakthroughs are a collection of many small, almost insignificant by itself, contributions. If we only want the instant commercially usable research or if we only grant a subsidy to those studies with a clear contribution we will slow down progress. Many great inventions are a fascinating cocktail of pure passion, a good environment, a big problem to solve and people who are willing to explore the uncharted territories, to think the other way. So the question is how to create a model for the allocation of funds to grant budgets.
Meanwhile I would like to comment that capital can be very restrictive, but so can science with all its rules, the rituals, culture… we have interviewed a number of people who felt the scientific sphere as a hurdle to being truly creative and innovative. So we are back to one of our core questions: How can we stimulate (applied) creativity?
i think we are addressing a fundamental right here. it is not an individual right but a collective right. the right that the collective strives to understand our world better. with understand i mean an impartial understanding. not measured in commercial applicability.
‘understanding the world’ is what science (not research) is about. i don’t believe in individual impartiality. everyone has something to gain somewhere. it might be a raise, or the praise of your idol, or the love of your friends. but it is important that the process of ‘understanding the world’ is impartial, or at least without bias. because impartiality makes it easier to shift your perspective, to create new paradigms. is the scientific community, still largely driven by the universities, such an impartial system?
i think it is, at least in europe, still reasonably impartial. (to make it really impartial we (we as in society) should make it a constitutional right to dedicate a fixed proportion of our wealth to science.) but everywhere the hand of liberalism can be witnessed, also in science. chairs are sponsored, campuses are built, etc. if you sell part of yourself you have to answer to the buyer eventually.
the buyer is mostly a capitalistic entity. (note that in the arts private funds are a major part in sponsoring.) and here is where the tension is introduced. a society institution answers to society, and the charter set overlooked by a body representing society. in science this is long term or short term, depending on the goals set. in a corporation it is shareholder value. a short term measurement. usually each year someone has to answer the question “what did you earn us this year”. and that is not the best question measuring increasing understanding of the world.
so, i totally agree with your observation. i don’t think value for society can be measured by economic principles only. perhaps we discover something where ‘economy’ is not even interesting anymore. (difficult to envision, but that is these sorts of thought experiments is what we should learn from.) and the best way to finance is to make it a fundamental (even constitutional) right. the scientific community operates like any other, where money is good enough and everything is about status and stature. overlooked by government measuring education and scientific advance. of course people will be ‘bought’ by commercial ventures but they will have to exchange freedom for money.
one last consideration about science and research. the darpa is heralded as the driver of one of the greatest periods of scientific advancement ever. but many of the fundamental science had already been done before. if we see darpa as applied science (perhaps research) it will open up our thinking about science. of course science can be directed and/or used for specific purposes. relativity, quantum mechanics, etc. are not darpa theories. they have been developed outside of darpa. but darpa has focussed its effort in applying these fundamental theories. and has done it very well, i think. on the shoulder of giants….
What do you mean by a capitalistic entity? What is that? Even a sports club is a capitalistic entity… so do you mean a commercial entity or so? and what would be a non-capitalistic entity? and is that really crucial here?
I do agree with most of the statements… just one remark… science needs imagination, passion, fantasy and many more interesting drivers. Most of those scientific dreams are hard to translate in ‘what’s in it for me’ as a consumer within one lifespan =) So one of the difficulties we face is who and how we allocate budgets to projects where a (more than) average citizen has no clue about. That would need very strong vision, leadership and faith in a government to create understanding for their spending on science. Might it be therefor not very interesting that in addition to governmental funding there is the possibility of commercial funding… to make sure that we might create a bigger spread in scientific projects, or take more risk or try to solve different problems? Or do you disagree on this. The same is for me in arts… I’m glad that arts is not just funded by government… that it is neither just dependent on your personal wealth and that there are commercial opportunities as well…
This might be one of those examples where we need to think of AND AND not EITHER OR… but the question remains… how to keep them in balance?!
(with capitalistic entity i mean corporation driven primarily by (monetized) shareholder value on the short term. commercial entity has exactly the same problem. the problem of lack of definition. i think it is very important. it shows that one aspect of the problem is intrinsic in the goal and focus of a corporation with increase of shareholder value as its responsibility. it shows that shareholder value is always punished/rewarded on the short term. while we need a system that results in progress of science (in general) on the long term.)
i agree with you government is not the only possibility. but in a proper democracy government has its primary responsibility to the ‘nation’ and its civilians. any other form of organization might set their responsibility accordingly but they might change. long term commitment needs long term responsibilities, i think.
i really don’t care what or who takes care of this (i have not bias, so not EITHER/OR or AND/AND thinking here.) i just don’t see the protection of the principle (commitment to a long term effort in a system that advances science) in other bodies other than government. but government does indeed have other problems. especially as modern democracies are struggling with long term policy versus short term fulfillment of the desire of their constituents.
(perhaps a cooperative of altruists with significant money…)
an example of a commercially funded research institute dedicated to theoretical physics: http://www.perimeterinstitute.ca/